Kutak Rock partner Andrew Shedlock will be a guest speaker for the Kalli Collective's upcoming Ask Us Marketing episode "FINRA/SEC Regulations Being Enforced" on Monday, February 10. The episode will be live-streamed on YouTube at noon (CT) and will cover the following FINRA/SEC topics:

• Compliance tips
• Litigation trends
• How to protect yourself

Click here to learn more.

Andrew handles a wide variety of both securities regulatory as well as litigation matters and has represented broker-dealers, investment advisers, registered representatives and others in connection with private and public investigations and enforcement proceedings brought by the SEC, FINRA and other self-regulatory organizations, as well as state regulators. Andrew’s experience also includes civil litigation matters and arbitration proceedings relating to securities issues.